Securities Industry Essentials (SIE) by Brian Lee

Teacher

Chairman

About Course

Securities Industry Essentials (SIE)

A comprehensive video course with one of the most dynamic instructors in the country – Brian Lee.

The new Securities Industry Essentials (SIE) exam is based on common industry knowledge and general concepts

Your Instructor

Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. And Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Introduction

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Downloable Class Notes
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SIE Introduction (19:40)

UNIT 1 Knowledge of Capital Markets

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Lesson 1- SRO’s , Customers and Others (16:12)
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Lesson 2 (21:13)
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Lesson 3 (15:05)
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Lesson 4 (7:10)

UNIT 2 Understanding Products and Their Risks

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Lesson 1- Equity Securities (13:39)
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Lesson 2 – Corporate Debt Securities (23:23)
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Lesson 3 – Gov’t, Municipal and Money Market Securities (17:42)
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Lesson 4 – Options (29:15)
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Lesson 5 – Investment Companies (11:45)
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Lesson 6 – Other Securities Products (12:21)

Unit 3 Trading, Customer Accounts and Prohibited Acitivities

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Lesson 1 (22:18)
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Lesson 2 (19:28)
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Lesson 3 (7:08)

Unit 4 Regulatory Framework

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Lesson 1 (11:21)

Practice Final Exam

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Practice Exam

Frequently Asked Questions

When does the course start and finish?

The course starts now and never ends! It is a completely self-paced online course – you decide when you start and when you finish.

How long do I have access to the course?

How does lifetime access sound? After enrolling, you have unlimited access to this course for as long as you like – across any and all devices you own.

What if I am unhappy with the course?

We would never want you to be unhappy! If you are unsatisfied with your purchase, contact us in the first 30 days and we will give you a full refund.